Employer : :Leading Investment Bank
Designation : Analyst –Compliance( 0-3yrs)
Job Location : Bangalore
Interview Location : Bangalore
Qualification : CA ( Max 2 attempts in CA Final & IPCC)
Job Profile
Compliance is responsible for developing policies and procedures, surveillance, training, providing advice on anticipated and existing regulations and monitoring employee, client and firm activities. Compliance enables the firm to conduct business with confidence in extremely complex global markets.
Responsibilities:
•Understanding of the fundamentals of the financial industry and financial products
• Strong communications skills; oral, written and interpretive – must be able to comprehend what is said/written and ask probing questions
• Attention to detail and strong follow-up skills
• Ability to forge strong relationships with colleagues and clients
• Possess a general understanding of the current regulatory environment and financial markets and/or securities regulation and rules
• Strong analytical and risk assessment skills
• Ability to handle multiple tasks simultaneously and work under pressure
• Proactive, self motivated and organized
• Ability to prioritize and make decisions in a fast paced-environment
• Good judgment – know when and how to escalate issues
• Inquisitive and investigative skills
• Experience in financial, legal, accounting or regulatory areas is preferred
Kindly share your resume with below details :
1. Current Employer( if working):
2. Notice Period ( if working):
3. Current CTC( if working):
4. Ok for Bangalore Location : Yes/No
5. Number of Attempts in CA Final
6. Number of Attempts in CA IPCC
7. Articleship Firm Name
8. Graduation Completion Year
9. Graduation College Name
10. Graduation Percentage
11. % in CA IPCC
12. % in CA Final
13. CA Final Batch ( i.e. Nov’15 etc)
14. Current Location
Regards,
Saket
saket@phenomplacement.com
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