AML Compliance | Bangalore ( 5-9yrs)| Investment Bank

for Leading Investment Bank
Job Location : Bangalore
Salary : 8 - 15 Lakhs Per Annum
Industry: Financial Services
Job Type : Permanent
Experience: 4,9 Posted on: 09 Mar
Job Description


Employer : Leading Investment Bank

Position : Associate ( 5-9yrs)
Role : AML Compliance
Location : Bangalore
Qualification : CA / MBA with relevant exp

Role Description:
Compliance division is responsible for coordinating enterprise-wide Anti-Money Laundering (AML)/Bank Secrecy Act, anti-bribery, government sanctions, and anti-boycott compliance efforts. Also provides AML-related services to clients subsidiaries worldwide. These services include: developing and implementing policies and procedures; performing customer due diligence and enhanced due diligence; screening against Office of Foreign Asset Control (OFAC) and other government sanctions lists; conducting automated and manual transaction monitoring including E-communications, investigating potential violations of law, regulation or firm policy by employees and/or clients; reporting suspicious activity; coordinating training of relevant employees; and liaising with law enforcement and regulatory authorities
Reviewing Client Identification Program (CIP)/ Client Onboarding escalations and providing advice to ensure compliance with local and internal AML policies 
Conducting Enhanced Due Diligence (EDD) on prospective and existing clients to identify issues presenting potential legal, regulatory, sanctions or reputational risk, primarily utilizing publicly available data sources, vendor reports and reviewing client documentation 
Managing document retention in accordance with applicable AML regulations and firm policies 
Updating, drafting and implementing applicable KYC/Client Onboarding policies and procedures 
Providing training to employees on KYC/Client Onboarding related topics 
Collaborating closely with the global Anti-Money Laundering/Suspicious Activities Group, the Government Sanctions Group, the Anti-Bribery Group, the Electronic Communications Surveillance Group, and the Global Surveillance Group

Please share below details if you are interested:
1. Current CTC
2. Expected CTC
3. Current Employer
4. Notice Period
5. Ok for Bangalore-Yes/No

Phenom Placement

Keywords: Compliance Jobs CA Jobs Chartered Accountants Jobs Investment Bank Jobs AML Compliance Jobs Bangalore Jobs Associate Jobs MBA Jobs
Desired Candidate Profile
Education: Chartered Accountant (CA),MBA
Experience: 4,9
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